Corporate Compliance Services
What Is Corporate Compliance?
Corporate compliance refers to the process of ensuring that a company operates in accordance with all applicable laws, regulations, standards, and ethical practices. In India, this primarily involves adhering to the guidelines laid down by regulatory authorities such as the Ministry of Corporate Affairs (MCA), Reserve Bank of India (RBI), Securities and Exchange Board of India (SEBI), and others.
Compliance isn’t just a legal formality—it’s a strategic necessity. Whether you’re a startup, private limited company, LLP, or a large corporate, staying compliant builds trust with stakeholders, prevents penalties, and protects your directors from legal action. Mandatory filings like MGT-7, AOC-4, DIN KYC, FC-GPR, and XBRL reports are not just paperwork—they are proof of your organization’s credibility and transparency.
On the flip side, non-compliance can attract hefty penalties, director disqualification, and even legal proceedings. Frequent changes in rules under the Companies Act 2013 and other legislations make it challenging for businesses to keep up. That’s where a dedicated compliance partner like Aplite Advisor becomes essential—we proactively manage your legal duties so you remain risk-free and audit-ready, always.
Our Corporate Compliance Services
At Aplite Advisors, we offer comprehensive Corporate Compliance Services designed to help businesses of all sizes—startups, MSMEs, private limited companies, LLPs, and large corporates—meet their legal, regulatory, and procedural obligations under Indian corporate laws. Our services ensure that your company remains compliant with the Companies Act 2013, MCA regulations, SEBI, RBI, and other statutory bodies, helping you focus on your core operations without the fear of legal setbacks.
ROC Compliance Services
We handle all Registrar of Companies (ROC) related filings, ensuring timely and accurate submission of mandatory returns such as:
- MGT-7 (Annual Return)
- AOC-4 (Financial Statements)
- DIR-3 KYC (Director KYC updates)
- PAS-6 (Reconciliation of Share Capital Audit Report)
- XBRL Filing (for applicable companies)
We also manage event-based compliances such as change in directors, registered office, share allotment, or amendment in Memorandum or Articles of Association.
Secretarial Compliance Services
Our in-house Company Secretaries ensure that your board meetings, resolutions, registers, and statutory records are maintained in accordance with company law requirements. We offer:
- Drafting & filing of board/shareholder resolutions
- Maintenance of statutory registers under Companies Act
- Preparation of notice, agenda, and minutes of meetings
- Secretarial Audit Reports for listed and applicable private companies
RBI & FEMA Compliance
For companies receiving foreign investments, we handle critical filings under the Foreign Exchange Management Act (FEMA):
- FC-GPR & FC-TRS filings via RBI’s FIRMS portal
- Reporting of FDI inflows, external commercial borrowings (ECBs), and share transfers
- Liasioning with AD banks for approvals and clarifications
SEBI Compliance
For listed entities or companies planning to go public, we provide guidance and filing support under SEBI regulations, including:
- Insider trading policy setup
- Compliance management under LODR Regulations
- SEBI-related disclosures and periodic reports
Annual Compliance Package
Our all-in-one Annual Compliance Packages are perfect for businesses that want complete peace of mind. These packages include:
- End-to-end ROC filings
- Secretarial support throughout the year
- Periodic compliance reminders
- Audit-ready document preparation
- Advisory on legal amendments & circulars
Specialized Services
- Compounding of offences with ROC
- DIN activation & disqualification resolution
- Startup compliance handholding
- Due diligence & compliance audits for investors and M&A
Why Choose Us?
At Aplite Advisors, we combine deep legal expertise with a client-centric approach to deliver unmatched corporate compliance support across India. Here’s why leading startups, SMEs, and corporates trust us:
Proactive Compliance Management
We don’t just react; we stay ahead of deadlines, legal updates, and event-based obligations.
End-to-End Support
From basic ROC filings to complex RBI and SEBI compliance, we cover it all under one roof.
Experienced CS & Legal Team
Our in-house professionals include qualified Company Secretaries, Chartered Accountants, and Legal Experts with years of regulatory experience.
Custom Packages for All Business Types
Whether you're a new startup or a large enterprise, we tailor services to your needs and budget.
Transparent Pricing & Real-Time Updates
No hidden fees. No last-minute surprises. Just dependable service with timely reminders.
Who Needs Compliance?
Corporate compliance is not just for large enterprises—every registered business in India is legally obligated to follow specific rules under the Companies Act 2013, FEMA, SEBI, and RBI guidelines. Whether you’re a:
- Private Limited Company
- Limited Liability Partnership (LLP)
- Public Limited Company
- Startup with foreign investment
- Section 8 NGO or Trust
- Listed Entity
How It Works
Getting started with Aplite Advisors is simple, seamless, and completely online. Here’s how our corporate compliance process works:
- Free Consultation – Schedule a call with our compliance expert to understand your company’s exact requirements.
- Compliance Health Check – We conduct a quick audit of your current compliance status and pending filings, if any.
- Customized Plan & Quote – Based on your business type (Pvt Ltd, LLP, etc.), we share a detailed compliance calendar and fee structure.
- Document Collection & Review – Our team collects required data/documents and verifies them for accuracy.
- Filing & Record Maintenance – We execute all filings on your behalf—ROC, RBI, SEBI, MCA—and maintain statutory records.
- Ongoing Support – We send timely reminders, track changes in law, and offer year-round advisory to keep you always compliant.
Frequently Asked Questions
Corporate compliance services involve ensuring that a business follows all legal, regulatory, and procedural obligations as required by the law. These services include ROC filings, board resolutions, secretarial audits, RBI and SEBI compliance, and maintaining statutory registers.
ROC (Registrar of Companies) compliance refers to mandatory filings that every registered business must submit to the Ministry of Corporate Affairs (MCA). Common filings include MGT-7 (Annual Return), AOC-4 (Financials), DIR-3 KYC (Director KYC), and more.
The penalty for non-filing starts at ₹100 per day and can go up significantly. Continued non-compliance can lead to director disqualification or legal action from the MCA.
ROC compliance focuses on statutory filings with MCA, while secretarial compliance covers maintaining board meeting records, resolutions, statutory registers, and other internal company law obligations.
Yes, LLPs are required to file Form 11 (Annual Return) and Form 8 (Statement of Accounts and Solvency) annually. Non-compliance can attract late fees and additional penalties.
FC-GPR must be filed through the RBI FIRMS portal within 30 days of receiving foreign investment. Aplite Advisors can assist you with end-to-end RBI FEMA compliance, including FC-GPR, FC-TRS, and ECB reporting.
Absolutely. We offer outsourced compliance packages where our team handles everything—from due dates and filings to ongoing legal advisory—so your business remains fully compliant year-round.
It includes ROC filings (AOC-4, MGT-7), director KYC updates, board resolution drafting, secretarial support, periodic reminders, and access to our compliance dashboard.
Don’t let legal compliance slow down your business growth. Whether you’re a startup, SME, or corporate, Aplite Advisors is your trusted partner for seamless, reliable, and expert-driven corporate compliance services in India.